Most business partnerships run into conflict from time to time. However, disputes do not necessarily need to escalate to levels that seriously damage your economic interests. Thankfully, there are measures that can be applied to reduce the risk of severe business...
Break Away From The Pack
Business And Commercial Litigation
Would FTC limits on non-compete agreements really change anything?
This month, President Biden announced that he's planning to sign an executive order that would limit the use of non-compete agreements. While the specifics of the order weren’t announced, it would involve asking the Federal Trade Commission (FTC) to develop new rules....
Do you know what it means to engage in unfair business practices?
As someone who works in the financial advising industry, you're likely well aware that there's no real cap on income. You likely know that your ability to continue generating income is contingent upon your ability to keep a steady flow of customers coming in your...
What to do if someone sues your business
Opening the mail to discover someone is trying to sue you can make you wish you had never gone into business. You will go through a range of emotions, from surprise to anger to distress. The important thing is to realize that your first reaction might not be your best...
Can a noncompete agreement stop you from starting your own firm?
Noncompete agreements are less popular than they once were, but they’re sometimes still included in employment contracts. Especially for those working in sensitive positions, including financial professionals with access to client information, noncompete agreements...
What can lead to allegations of securities fraud?
There are many investment options from which investors can choose. Offerings that are nuanced or appear to offer investors high yields may stand out from the pack. It's your fiduciary duty as a financial advisor to be clear with your clients about the benefits and...
Can you leave your employer if you signed a contract?
You’ve spent the last 15 years working for a major financial institution. You’ve learned an incredible amount on the job, far beyond what you learned in school, but you’ve grown tired of working for another corporation. You want to leave and open your own office. ...